UBS

Wealth AI · Reference DemonstratorPowered by AGS Sovereign / SSRN integration

FICTIONAL UBS-THEMED REFERENCE · NOT AN OFFICIAL UBS SYSTEMCONNECTING

CROSS-BORDER CONVERSATIONAL AI / GOVERNANCE IN THE EXECUTION PATH

Cross-border wealth.
Governed execution.

Reference architecture inspired by the supplied banking conversational-AI designs: portfolio agents, payment servicing, approval boundaries and traceable enterprise tools across EU, UK and US.

OPERATING MODEL

Delegate → Evaluate → ExecuteGovern trust boundaries, not every token.

01 / INVESTOR PORTFOLIO

Global accounts ↻

MT Morgan Taylor ● verified

CONSOLIDATED SYNTHETIC VALUE · USD EQUIVALENT

—Frozen market prices and fixed demonstration FX

Loading portfolio fixtures…

PositionsAcross EU, UK and US accounts

Executed synthetic orders0

Cash movements0

Market pricesFrozen test data

02 / CONVERSATIONAL ORCHESTRATOR

Investment copilot

● Active

✦

UBS-themed wealth & servicing assistant

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Welcome to the UBS-themed reference demonstrator, Morgan. I can examine synthetic EU/UK/US investments, execute fictional orders, investigate a recurring debit, and stop a fictional payment after customer confirmation. AGS policy checks apply before protected tools. This is not a UBS service.ASSISTANT

DEMONSTRATE A REAL WORKFLOW

Fictional investor, valuations and debit records. UBS name used only to illustrate a proposed customer integration.

04 / POLICY ADMINISTRATION POINT (PAP)

Editable policy workbench

Change a policy → save → run the same action → inspect L1–L8 and G1–G9. Only the local reference evaluator is modified; SSRN live policies are never changed from this browser.

LOCAL POLICY · SEPARATE FROM LIVE SSRN

1 · Choose a protected operation

Scenario

Order-approval threshold (USD)

Require explicit customer confirmation for payment stop Require approval for cross-border funding

The test uses the same local reference policy engine invoked by the synthetic brokerage and payment adapters. Set a low order threshold, rerun, then raise it and rerun to prove the policy affects decisions.

Recurring payment case

Loading fictional merchant record…

2 · Edit machine-readable controls

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Eight explicit policy-layer rule lists, nine runtime guard definitions and editable guard thresholds. Full JSON is editable.

3 · Inspect a real evaluated decision

Select a scenario and choose Evaluate

Eight policy layers

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Nine runtime guards

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Live SSRN trace (optional)

When server is configured for live SSRN runtime mode, this retrieves actual persisted PEE evidence and guard results; no invented layer pass matrix.

Not requested.

A PEE veto skips the runtime engine. A runtime guard may tighten the PEE decision but cannot loosen it. These step-by-step results are from the local reference evaluator, not SSRN's trace format.